Morgan Stanley, a renowned global financial services firm, is currently offering opportunities for the role of Analyst – Field Risk – Central Review – Wealth Management in Mumbai. Candidates aspiring to join this esteemed organization should hold a Bachelor’s or MBA degree or possess equivalent work experience. While the role welcomes fresh graduates, candidates with up to three years of experience are also encouraged to apply. Working within the dynamic field of wealth management, this position provides an excellent platform for individuals looking to launch or advance their careers in the finance sector. Situated in the bustling financial hub of Mumbai, this role offers exposure to a diverse range of clients and investment strategies.
Company Name: Morgan Stanley
Job Role: Analyst- -Field Risk-Central Review- Wealth Management
Education Required: Bachelor’s/ MBA degree or equivalent work experience
Experience Required: 0 – 3 year
Job Location: Mumbai
Role and Responsibilities:
- Analysis of a suite of controls that cover various areas of Risk.
- Reviewing data quality issues/violations of the firm’s compliance policies.
- Identifying possible patterns and trends during the review process.
- Review and monitoring of Investment Policy statements of the clients.
- Reporting of daily activities conducted within the team.
- Participate in meetings with local and US supervisory teams as needed.
- Providing coverage to the US team on a need basis.
Required Skills and Qualification:
- Problem-solving skills and Strong attention to detail.
- Knowledge of Exchange (SEC), FINRA, and Investment Compliance Policies is an added advantage.
- Understanding of financial products, trading rules, and regulatory landscape.
- Efficient in MS Office suite, advanced excel is an added advantage.
- Strong interest in deepening business knowledge of the financial industry and wealth management.
- Effective written and verbal communication skills.
- Ability to organize and prioritize work and meet strict SLAs.
- 0-3 years of industry experience.
- Risk or compliance experience is a plus.
- Bachelor’s/ MBA degree or equivalent work experience.
